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ACFE Certified Fraud Examiner (CFE) - Fraud Investigations and Legal Issues Sample Questions:
1. Jim is being investigated for violations resulting from fraudulent health care claims he submitted. When a government auditor arrives to review documentation supporting the claims, Jim stages a fake emergency that prevents the auditor from completing their review. After the incident, Jim continues to evade the auditor. Jim has MOST LIKELY committed which of the following crimes?
A) Obstruction of justice.
B) Conspiracy to influence the court.
C) Fraudulent misrepresentation.
D) Misappropriation of evidence.
2. Which of the following statements concerning the appointment of expert witnesses at that is accurate?
A) Generally, only the parties may select expert witnesses in inquisitor jurisdictions
B) Generally, the court appoints the primary expert witnesses in inquisitorial jurisdictions.
C) Generally, only the parties may select experts to introduce testimony in adversarial jurisdictions
D) Generally the court selects the primary expert witnesses in adversarial jurisdictions
3. Which of the following is a recommended strategy when conducting admission-seeking interviews?
A) Use time constraints as a means to pressure the subject into making a confession.
B) Increase sympathy while downplaying implications of wrongdoing.
C) Emphasize a lack of morality in the subject ' s actions to induce them into confessing.
D) Ensure that accusations are made in the presence of a third party to avoid potential liability
4. Which of the following typically does NOT need to be present for communications between an attorney and the attorney's client to be protected by a legal professional privilege?
A) A written contract with the attorney requiring confidentiality
B) Communication between a legal advisor and a client
C) Intent to keep the communications confidential
D) Purpose of the communications was to seek or provide legal advice
5. Divya, a Certified Fraud Examiner (CFE), is considering whether to commence a legal action to recover assets for her client. Of the following choices, which is the MOST IMPORTANT question for Divya to ask before moving forward with the legal action?
A) "Does the defendant have sufficient money or property to satisfy a judgment?"
B) "Is there a relevant statute of limitations for the offense?"
C) "Has the suspect been arrested for any crimes in the past?"
D) "What is the likelihood that the suspect did not actually commit fraud?"
Solutions:
| Question # 1 Answer: A | Question # 2 Answer: B | Question # 3 Answer: B | Question # 4 Answer: A | Question # 5 Answer: A |
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